Learning objectives

By completing this course, you will be able to:

• Recognise the six Individual Conduct Rules and who they apply to
• Identify how the Individual Conduct Rules work in practice
• Explain what counts as a breach, as well as the consequences for individuals and firms
• Understand how to raise and report concerns about potential breaches

Entry requirements

There are no entry requirements.

Course assessment and certification

On successful completion of the final assessment a downloadable certificate is immediately available.