UK: 0844 854 9218 | International: +44 (0)1488 580017
Description
The Financial Conduct Authority (FCA) have made it clear that conduct risk is on their agenda. It means that managing these risks is a requirement for all businesses regulated by them. However, there is no clear definition of what conduct risk means.
The FCA expect businesses to embed the management and control of conduct risks into their organisations. This conduct risk e-learning course will allow your participants to take a look at what this means to them by looking at eight areas of consideration.
This training is a regulatory requirement for all businesses that operate within the UK. It’s also practical learning for those people who deal with businesses in the UK.
A CPD Certified Online Course
This online course has reached the required Continuing Professional Development (CPD) standards and benchmarks, and the learning values have been scrutinised
to ensure the integrity and quality by the CPD Certification Service.
Learning objectives
By the end of the course, you will be able to:
- Understand conduct risk as a regulatory principle
- Ensure personal compliance with conduct risk
- Be able to identify and manage the risk to your customers
- Know how to balance the needs of their business with the needs of customers
- Understand your obligations as a manager/employee
- Improve general compliance within your organisation
- Develop a compliance culture within your organisation
- Help your company avoid potentially costly litigation and fines
Entry requirements
There are no entry requirements.
Course assessment and certification
On successful completion of the final assessment (80% pass mark required), a downloadable certificate is immediately available.
